The U.S. Securities and Exchange Commission's enforcement director is leaving the agency, the regulator said on Wednesday, ...
The Texas Stock Exchange announces its experienced leadership team, advancing its goal to compete with major exchanges.
TD Securities will pay over $28.5 million under agreements with various regulators over alleged civil and criminal violations ...
Judge Mark Mastroianni has sided with the SEC in a case where the regulator is alleging mobile wallet firm Rivetz sold ...
Gov. Greg Abbott says that the state's new stock exchange "will ensure that businesses have access to capital" and more ...
Crypto bulls have expected the potential approval of options on bitcoin ETFs to allow institutional investors to execute more ...
According to the SEC’s order, between April 2018 and May 2019, the former TD Securities trader spoofed the U.S. Treasury cash ...
Dubbed “Y’all Street” as the stock exchange looks to capitalize on Texas’ growing economic clout, CEO James Lee said the ...
The hiring announcement comes a few months after the Texas Stock Exchange was introduced as a more ‘CEO-friendly’ alternative ...
On September 3, 2024, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against Galois Capital Management ...