A former Wells Fargo Advisors branch manager in California has sued the firm and her former supervisor, alleging that Wells condoned a sexist work culture he created and fired her in retaliation when ...

This week, a Finra arbitration panel awarded LPL compensatory damages of $254,944.21, which included interest accrued through Nov. 7, plus interest at a daily rate of nearly $50 until the judgment is ...

Ron Carson, the founder, chairman and former chief executive of Carson Group, is officially changing his name to Omani Carson.

Dynasty Financial Partners announced the formal launch of Model Select, a program that helps Dynasty's affiliated advisors focus on growth by outsourcing some everyday tasks of investment management.

"I respect Jamie Dimon, of JPMorgan Chase, greatly, but he will not be invited to be a part of the Trump Administration," the president-elect wrote on Thursday in a post on Truth Social, the social ...

Mike Van Wyk, customer research and insights director at Capital Group, says advisors can differentiate themselves with a focus on branding.

The Financial Industry Regulatory Authority has proposed raising annual member fees on firms with revenue of more than $1 million, in a bid to support the industry self-regulator's operations from ...

This story originally ran on Financial Advisor IQ sister publication FundFire. Goldman Sachs is positioning itself to become a one-stop shop for ultra-wealthy clients by rolling out what it calls a ...

For the second time in six weeks, Stifel Financial's broker-dealer subsidiary has been ordered to pay millions of dollars in damages over an advisor's alleged misrepresentations regarding structured ...

Osaic announced that it has revamped its advisor portal and rolled out other updates to its digital platform. The new advisor portal, OneHub, replaces the legacy Vision2020 portal, according to the ...

Many Americans want to strategically engage in charitable giving, but most don't get advice on the topic from financial professionals, according to a study by Wells Fargo. The study, conducted in ...

The number of registered investment advisors affiliating with RIA consolidators has soared over the past few years, driven by the consolidators' technology support capabilities and succession planning ...