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on Wednesday imposed additional conditions on the Australian financial services licence of Macquarie Bank, owned by Macquarie Group (MQG.AX), opens new tab, citing numerous serious compliance ...
Macquarie Group Ltd. Chief Executive Officer Shemara Wikramanayake said Australia’s economy is looking resilient and is set up well to withstand the shocks emanating from US trade policy.
The Australian Securities and Investments Commission said it had found nine areas of concern in Macquarie’s derivatives division in the past 18 months. These include the misreporting of more ...
on Wednesday imposed additional conditions on the Australian financial services licence of Macquarie Bank, owned by Macquarie Group, citing numerous serious compliance failures. The bank's compliance ...
The Australian Securities and Investments Commission (ASIC) has imposed additional conditions on Macquarie Bank’s Australian financial services licence after multiple and significant compliance ...
The Australian Securities & Investments Commission warned on Wednesday Macquarie had repeatedly shown weak and ineffective compliance and control culture, and slapped the investment bank with a ...
The US’ influence shows up in Australian business’ investment plans. Macquarie Group economist Ric Deverell pointed this out to a room full of fund managers at the Macquarie Australia ...
Australia’s regulator demanded improvements at Macquarie Bank Ltd. after repeated compliance failures within its futures business related to misreporting of trades and suspicious activity. The ...
on Wednesday imposed additional conditions on the Australian financial services licence of Macquarie Bank, owned by Macquarie Group, citing numerous serious compliance failures. The bank's ...
The corporate regulator ASIC is requiring Macquarie to prepare a plan and hire an independent expert to repair deficiencies in its futures and derivatives trading departments. ASIC says more than ...
As an aside, Macquarie Group will host its major Australian investment conference in about two weeks, and the event is telling as it’s usually the time Australian listed companies that need to ...