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Former Merrill Lynch broker James Iannazzo, who was fired in 2022 after his tirade at a smoothies shop in Connecticut went ...

Merrill Lynch received initial approval for a nearly $20 million settlement over race bias claims brought by a class of Black ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay $18 million.

Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating ...

(Reuters) -Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S. Securities and Exchange Commission charges over compliance ...

A former Vice President at Morgan Stanley and Merrill Lynch is warning against a Trump plan to potentially eliminate the ...

Gao and Kaifeng founder Wu Xing oversee the $50 million China-focused macro hedge fund, which posted hefty gains last year in part from active trading of futures in anticipation of US rates moving ...

Bank of America’s wealth management division, which includes Merrill Lynch and the company’s private bank, saw core financial metrics rise in 2024, including net income of $4.3 billion ...

Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services and Bank of America’s Merrill Lynch violated the Advisers Act overlooked client interests by exclusively offering low-yield ...

Advisory clients’ uninvested dollars were automatically swept into bank accounts that paid paltry interest, but were profitable for the companies, the SEC said. Merrill Lynch and two units of ...

Bank of America has doubled the size of its banking team in Switzerland, its CEO said, seizing on a potential opportunity to ...