Control testing has typically been run out of a bank s internal audit group, the Sarbanes-Oxley compliance team, a centralized control testing unit, or all of the above. Rarely has it been coordinated ...

Companies can follow these tips to create more effective Sarbanes-Oxley (SOX) self-assessment and monitoring procedures that help management correct issues and weaknesses before auditors arrive. Use ...

Various SaaS platforms offer an organization tools to enable SOX audit tracking as test are being run. These programs allow firms to map controls across frameworks to sustain consistency.

GUEST OPINION: SOX compliance is essential. It’s not merely nice to have. It’s a must-have. The good news is that the SOX testing process need not be complicated. Using the right financial ...

By streamlining tasks such as risk assessment, control testing, and reporting, gen AI has the potential to increase efficiency across the entire SOX lifecycle, accelerating improvements that might ...

Companies that went public before the slowdown in the IPO and SPAC markets have been having trouble complying with the internal control audit requirements of the Sarbanes-Oxley Act, according to a ...