TD Securities to Pay $28.5M to Resolve Spoofing Allegations
TD Securities will pay over $28.5 million under agreements with various regulators over alleged civil and criminal violations related to fraudulent trading in the U.S. Treasurys market — specifically tens of billions of dollars in fraudulent “spoof” orders.
TD Securities Charged in Spoofing Scheme
According to the SEC’s order, between April 2018 and May 2019, the former TD Securities trader spoofed the U.S. Treasury cash securities market by entering orders on one side of the market that he had no intention of executing (herein,
TD Securities to Pay More Than $28 Million in Connection With Spoofing Charges
The Securities and Exchange Commission also said the bank was charged for failing to supervise the former head of its Treasurys desk, who allegedly made hundreds of illegal trades over a 13-month period.
TD Securities to Pay SEC More Than $6.5M in Spoofing Charges Probe
TD Securities will pay more than $6.5 million stemming from charges related to a form of fraudulent trading known as spoofing brought against the bank by the Securities and Exchange Commission. The commission on Monday also said the bank was charged for failing to supervise Jeyakumar Nadarajah,
TD Securities ordered to pay more than $6M by SEC for alleged spoofing
U.S. securities division was charged with manipulating the U.S. Treasury cash securities market through an illicit trading strategy known as spoofing, the U.S. Securities and Exchange Commission said on Monday.
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